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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
听Director | 听10% Owner | 听Officer | 听Other | |
乐天堂fun88(中国区)官方网站 Family Holdings CO LLC 500 HUNTSMAN WAY SALT LAKE CITY,听UT听84108 |
听 | 听 X | 听 | 听 |
乐天堂fun88(中国区)官方网站 Jon M 500 HUNTSMAN WAY SALT LAKE CITY,听UT听84108 |
听 X | 听 X | 听 Executive Chairman | 听 |
乐天堂fun88(中国区)官方网站 Peter R 10003 WOODLOCH FOREST DRIVE THE WOODLANDS,听TX听77380 |
听 X | 听 X | 听 President, CEO | 听 |
听Sean H. Pettey, by Power of Attorney | 听 12/31/2009 | |
**Signature of Reporting Person | Date | |
听Sean H. Pettey, by Power of Attorney | 听 12/31/2009 | |
**Signature of Reporting Person | Date | |
听Sean H. Pettey, by Power of Attorney | 听 12/31/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | At the request of the Trustee of the Kathleen Ann 乐天堂fun88(中国区)官方网站 Trust, 乐天堂fun88(中国区)官方网站 Family Holdings Company LLC sold the shares covered by this report for the benefit of, and distributed the proceeds of such sale to, the Kathleen Ann 乐天堂fun88(中国区)官方网站 Trust. Kathleen 乐天堂fun88(中国区)官方网站, an adult child of Jon M. 乐天堂fun88(中国区)官方网站, is the beneficiary of the Kathleen Ann 乐天堂fun88(中国区)官方网站 Trust. Neither Jon M. 乐天堂fun88(中国区)官方网站 nor Peter R. 乐天堂fun88(中国区)官方网站 had any pecuniary interest in the shares sold in the transactions reported in this Form 4. |
(2) | The price reported in Column 4 with respect to the 164,994 shares sold on December 29, 2009 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $11.53. The Reporting Persons have provided to the Issuer, and undertake to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4. |
(3) | At the request of the Trustee of the Kathleen Ann 乐天堂fun88(中国区)官方网站 Trust, 乐天堂fun88(中国区)官方网站 Family Holdings Company LLC sold the shares covered by this report for the benefit of, and distributed the proceeds of such sale to, the Kathleen Ann 乐天堂fun88(中国区)官方网站 Trust. The shares in Column 5 are owned directly by 乐天堂fun88(中国区)官方网站 Family Holdings Company LLC and indirectly by Jon M. 乐天堂fun88(中国区)官方网站 and Peter R. 乐天堂fun88(中国区)官方网站, each of whom may be deemed to have a pecuniary interest in 乐天堂fun88(中国区)官方网站 Family Holdings Company LLC. Each of Jon M. 乐天堂fun88(中国区)官方网站 and Peter R. 乐天堂fun88(中国区)官方网站 disclaims beneficial ownership of the shares 乐天堂fun88(中国区)官方网站 Family Holdings Company LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |
(4) | The price reported in Column 4 with respect to the 16,200 shares sold on December 30, 2009 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $11.53. The Reporting Persons have provided to the Issuer, and undertake to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (4) to this Form 4. |